龙小宁

教授

美国华盛顿大学(圣路易)经济学博士


电话:0592-2182075

电子邮件:cxlong@xmu.edu.cn

办公室:经济楼A310

个人简介 研究成果 研究项目

龙小宁教授,教育部“长江学者”特聘教授,国务院学科评议组成员,百千万工程人才国家级入选者,福建省“百人计划”和福建省“高校领军人才计划”入选者,张培刚发展经济学优秀成果奖获得者,厦门大学“我最喜爱的十位老师”,斯坦福大学胡佛研究院Glenn Campbell and Rita Ricardo-Campbell 国家奖金获得者。China Economic Review 以及《中国经济问题》联合主编。1993年获西安交通大学管理学学士学位,1996年获对外经济贸易大学国际贸易硕士学位,2001年获美国华盛顿大学(圣路易斯)经济学博士学位,2001-2011年于美国柯盖德大学任教并获终身教职,2011年起任厦门大学王亚南经济研究院和经济学院经济学系教授、博导,2013年起任经济学院经济学系系主任。龙教授运用法经济学实证方法,开创性研究中国外贸外资、企业发展、经济增长与制度安排之间相互影响等问题,成果发表于Journal of Law and Economics, Journal of Public Economics, Journal of  International Economics, Journal of Comparative Economics, Economic Development and Cultural Change, World Development国际学术期刊,以及《经济研究》、《经济学(季刊)》、《管理世界》、《世界经济》等国内刊物,并合著英文论著Foreign Direct Investment in China: Winners and Losers

 

 

Academic Experience

·      Member, Oversight Group in Economics for the State Council’s Academic Degree Commission of China, 2014 国务院学位委员会学科评议组成员

·      Cheung Kong Scholarship, Ministry of Education of China, 2014“长江学者”特聘教授

·      Chair, Department of Economics, School of Economics, Xiamen University, 2013

·      Professor of Economics, Wang Yanan Institute for Study of Economics (WISE) & Department of Economics, School of Economics, Xiamen University, 2011

·      Co-Editor, China Economic Review, 2015

·      Co-Editor-in-Chief, China Economic Studies (中国经济问题》in Chinese), 2014

·      Member of Editorial Board, China Economic Review, 2011

·      Member of Editorial Board, Economic Perspectives (经济学动态》in Chinese), Journal of International Trade (国际贸易问题》in Chinese), Southeast Academic Research (东南学术》in Chinese), 2018

·      Research Associate, Department of Economics, Colgate University, 2014

·      Associate Professor, Department of Economics, Colgate University, 20072014

·      Faculty, the Ronald Coase Institute Workshops on Institutional Analysis, 2009

·      Director of Asian Studies Program, Colgate University, 2010 – 2011

·      Assistant Professor, Department of Economics, Colgate University, 2001 – 2007

·      Visiting Scholar, Center for Pacific Basin Studies, Federal Reserve Bank of San Francisco, 2007

·      Special-term Professor, School of Management, University of Electronic Science and Technology of China (UESTC), 2007 – 2010

 

Academic Awards

·         Zhang Peigang Best Paper Award in Development Economics, 2016张培刚发展经济学优秀成果奖

·         New Century National Talent Project Award, 2015 百千万工程人才国家级入选者

·         The Ten Best Professors at Xiamen University, 2015 厦门大学“我最喜爱的十位老师”

·         Cheung Kong Scholarship, Ministry of Education of China, 2014“长江学者”特聘教授

·         Leading Talent Award in Fujian Higher Education, 2013福建省高校领军人才

·         Fujian High Talent Award, 2012福建省“百人计划”

·         Glenn Campbell and Rita Ricardo-Campbell National Fellow, Hoover Institution, Stanford University, 2005-2006

 

Consulting Experience

·         The World Bank, 2010, 2016-2018

·         International Food Policy Research Institute, 2007, 2011

·         Kauffman Enitiative Program, Syracuse University, “China’s Private Entrepreneurs”, 20092011

·         中国商务部经贸政策咨询委员会专家

·         厦门市政府立法咨询专家

·         中国(福建)自由贸易试验区厦门片区管委会顾问

 

Teaching Experience

·         Law and Economics, Xiamen University, 2012-2016

·         Intermediate Macroeconomics, WISE, Xiamen University, 2012-2016

·         Principles of Macroeconomics, WISE, Xiamen University, 2011-2013

·         CHIN 481: China in Transition, Colgate University, Spring 2011

·         CHIN 482: Topics on Chinese Culture, Colgate University, Spring 2011

·         ECON 420: Seminar in Law and Economics, Colgate University, 2003-2009

·         ECON 320: Law and Economics, Colgate University, 2002-2010

·         ECON 219: Economic Reform and Public Policy in Contemporary China, Colgate University, 2005-2010

·         CORE 165: Core Culture---China, Colgate University, 2007-2009

·         ECON 302: Statistical Analysis for Economists, Colgate University, 2001-2004

·         ECON 508: Mathematics for Economists (Graduate), Washington University, 1999-2001

·         ECON 103: Principles of Economics (Micro), Washington University, Spring 1999

 

Education

·         Ph.D. in Economics, Washington University in Saint Louis, May 2001

·         M.A. in Economics, Washington University in Saint Louis, May 1998

·         M.A. in Economics, University of International Business and Economics, China, 1996

·         B.S. in Business & Engineering, Xi’an Jiaotong University, China, July 1993

 

Dissertation

“Three Essays on Monitoring and Corruption” (Committee Chair: Marcus Berliant)

 

Research Fields

Law and economics, economic development, applied microeconomics, Chinese economy

 

 
Journal Publications (in English)

 

·     “China’s patent promotion policies and itsquality implications” with Jun Wang, Science and Public Policy, Accepted, available online since May 2018, DOI: 10.1093/scipol/scy040.

·     “How to evaluate and respond to IP provisions under the TPP”, Journal of WTO and China, 2018, 8(3), pages 36-62.

·     “What explains Chinese private entrepreneurs' charitable behaviors?—A story of dynamic reciprocal relationship between firms and the government” with Jin Yang, China Economic Review 2016, 40, pages 1-16.

·      How do Firms Respond to Minimum Wage Regulation in Developing Countries?Evidence from Chinese Private Firms” with Jin Yang, China Economic Review 2016, 38, pages 267-284.

·     Collective Leadership, Career Concern, and the Housing Market in China: The Role of Standing Committee,” with Nan Gao & Colin Xu, Review of Development Economics 2016, 20(1), pages 1-13.

·   Local Judicial Protectionism in China: An Empirical Study of IP Case,” with Jun Wang, International review of Law and Economics 2015, 42, pages 48-59. 

·    “Institutional Impact of Foreign Direct Investment in China,” with Jin Yang and Jing Zhang, World Development 2015, 66, pages 31-48. 

·   Cultural Border, Administrative Border, and Regional Economic Development: Evidence fromChinese Cities?” with Xiang Gao, China Economic Review 2014, 31, pages 247-264. 

·    Productivity Spillovers from FDI in the People’s Republic of China:A Nuanced View,with Galina Hale and Hirotaka Miura. Asian Development Review 201431(2), pp. 1–32.

·     Anti-dumping Duties and Impact on Exporters: Firm Level Evidence from China,” with Piyush Chandra.World Development 2013, 51, pp. 169-186. 

·  VAT rebates and export performance in China: Firm-level evidence,” with Piyush Chandra.Journal of Public Economics 2013, 102(1), pp. 13-22.

·      Industry strategic variety and performance: The role of market and institutional forces in the Chinese industrial enterpriseswith Linghua Qin and Runtian Jing.Journal of Management Development 2013, 32(7), pp.690 - 704.

·      What do Revolving Door Laws do? with Marc Law. Journal of Law and Economics 2012, 55(2), pp. 421-436.

·    “Patterns of China’s Industrialization: Concentration, Specialization, and Clustering,” with Xiaobo Zhang. China Economic Review 2012, 23(3), pp. 593-612.

·      Control  Modes and Outcomes of Transformed SOEs in China: An Empirical Test,” with Jun Xia, Shaomin Li, and Justin Tan. Management and Organization Review 2012, 8(2), pp. 283-309.

·      “Revolving Door Laws andState Public Utility Commissioners,”with Marc Law. Regulation and Governance, 2011, 5(4), pp. 405-424.

·     Did Foreign Direct Investment Put an Upward Pressure on Wages in China?with Galina Hale.IMF Economic Review, 2011, 59(3), pp. 404-430.

·  Cluster-Based Industrialization in China: Financing and Performance,” with Xiaobo Zhang. Journal of International Economics, 2011, 84(1), pp. 112-123.

·      Tournaments and Managerial Incentives in China’s Listed Firms: New Evidencewith Takao Kato.China Economic Review, 2011, 22(1), pp. 1-10.

·     Are there Productivity Spillovers from Foreign Direct Investment in China?” with Galina HalePacific Economic Review2011, 16(2), pp. 135-153.

·      Does the Rights Hypothesis Apply to China?”,Journal of Law and Economics, 2010, November, 53(4), Lead Article.

·      “Foreign Direct Investment and Incentives to Innovate and Imitate” with Irene Brambilla and Galina HaleScandinavian Journal of Economics, 2009, December, 111(4), pp. 835-861.

·       “The Transformation of Collectively Owned Enterprises and its Outcomes in China, 2001-2005” with Jun Xia and Shaomin LiWorld Development, 2009, October, 37(10), pp. 1651-1662.

·     “CEO Turnover, Firm Performance, and Enterprise Reform in China: Evidence from Micro Data,” with Takao Kato. Journal of Comparative Economics2006, 34, pp. 796-817.

· Executive Turnover and Firm Performance in China,” with Takao Kato. American Economic Review Papers and Proceedings2006, 96(2), 363-367. 

·     Executive Compensation, Firm Performance, and Corporate Governance in China: Evidence from Firms Listed in the Shanghai and Shenzhen Stock Exchanges,” with Takao Kato. Economic Development and Cultural Change2006, 54(4), pp. 945-983.

·   Salaries, Plea Rates, and the Career Objectives of Federal Prosecutors,” with Richard Boylan. Journal of Law and Economics,2005, 48(2): pp. 627-651.

·     “A Classroom Exercise: Voting by Ballots and Feet,” with Roger Hewett, Charles A. Holt, Georgia Kosmopoulou, Christine Kymn, Shabnam Mousavi, and Sudipta Sarangi. Southern Economic Journal2005, 72(1), pp. 253-263.

·       Measuring Public Corruption in the American States: A Survey of State House Reporters,” with Richard Boylan. State Policy and Politics Quarterly2003,3(4), pp.420-438.

 

 

 
Journal Publications (in Chinese)
 
·       “知识产权保护的价值有多大?——来自中国上市公司专利数据的经验证据”,与易巍、林志帆合作,《金融研究》, 2018年第8期,p120-136。。

·       “中国境外金融机构促进了对外直接投资吗?”,与张相伟合作,《国际贸易问题》, 2018年第9期,p108-120

·      “美国对华反倾销的出口产品种类溢出效应探究”,与方菲菲和Piyush Chandra合作, Journal of World Economy  (《世界经济》 in Chinese)2018年第5期,p76-98

·      中国对外直接投资具有跨越贸易壁垒的动机吗?张相伟、龙小宁,《国际贸易问题》,2018年第1期,p109-119  “中国对外直接投资具有跨越贸易壁垒的动机吗?张相伟、龙小宁,《国际贸易问题》,2018年第1期,p109-119中国对外直接投资具有跨越贸易壁垒的动机吗?张相伟、龙小宁,《国际贸易问题》,2018年第1期,p109-119中国对外直接投资具有跨越贸易壁垒的动机吗?张相伟、龙小宁,《国际贸易问题》,2018年第1期,p109-119“专利执行保险的创新激励效应”,与林菡馨合作,China Industrial Economics (《中国工业经济》 in Chinese2018年第3期,p116-135

·       “中国制造业企业的研发创新:基本事实、常见误区与合适计量方法讨论”,与林志帆合作,China Economic Studies (《中国经济问题》 in Chinese)2018年第2期,p114-135

·      “中国对外直接投资具有跨越贸易壁垒的动机吗?”,与张相伟合作,Journal of International Trade  (《国际贸易问题》 in Chinese)2018年第1期,p109-119

·      “产业集群、技术外溢与企业创新——基于中国工业企业的实证研究”,与莫长炜合作,《厦门大学学报(社哲版)》,2018年第1期,p44-54

·      环境规制、企业利润率与合规成本异质性”,与万威合作,China Industrial Economics (《中国工业经济》 in Chinese2017年第6期。

·      “中国经贸合作新方式---境外经贸合作区,与李嘉楠、张相伟合作,《中国经济问题》,201611, pp. 64-81

·      公平竞争与投资增长,与黄小勇合作Economic Research Journal  (《经济研究in Chinese)20167, 7期,pp. 147-157

·      “转轨背景下官员兼职规制的经济效应”,与张训常、杨进合作,China Industrial Economics (《中国工业经济》 in Chinese, 20167, 7期,pp. 40-56

·      “版权保护能够提升企业绩效吗?——来自德化陶瓷企业的证据”,与王俊合作,Economic Perspectives (《经济学动态》 in Chinese, 20166, 6期,pp. 26-36

·      法治与改革---基于中国法院系统的历史和实证研究与王俊合作 Comparative Economic and Social Systems《经济社会体制比较》 in Chinese, 20161, 1期,pp. 205-214

·      省级行政区划造成的文化分割会影响区域经济吗?,与高翔合作,China Economic Quarterly (经济学季刊》in Chinese) , 20161, 15卷第2期, pp. 647-674

·      “交通基础设施与服务业发展——来自县级高速公路和第二次经济普查企业数据的证据”,与高翔、杨广亮合作, Management World (管理世界》in Chinese), 20158, 8期,pp. 81-96

·      产业集群对企业履约和融资环境的影响,与张晶、张晓波合作China Economic Quarterly (经济学季刊》in Chinese), 20157, 14卷,第4期,pp. 1563-1590

·      中国专利激增的动因及其质量效应与王俊合作, Journal of World Economy  (《世界经济》 in Chinese)20156, pp. 115-142

·      基于空间计量模型的中国县级政府间税收竞争的实证分析,与朱艳丽、蔡伟贤、李少民合作, Economic Research Journal  (《经济研究in Chinese)20148, pp. 41-53

·      中国的产业多元化,林毅夫、张晓波合作, China Journal of Economics (经济学报》in Chinese), 20147月,pp. 83-97

·      交通基础设施与制造业企业生产率——来自县级高速公路和中国工业企业数据库的证据,与高翔合作, 《华中师范大学学报(人文社会科学版)》in Chinese)20149, pp. 1-18

·      党组织、工人福利和企业绩效:来自中国民营企业的证据,与杨进合作, China Journal of Economics (经济学报》in Chinese), 20147月,pp. 83-97

· 中国司法地方保护主义——基于知识产权案例的研究,与王俊合作, China Economic Studies (中国经济问题》in Chinese)2014, March, pp. 1-18

·   How do Private Entrepreneurs’ Social Relational Capital Affect R&D Investment,” with Shuangying Chen and Runtian Jing. Management World ( 管理世界in Chinese), 2010, January, pp. 88-98. 

·   “Ownership Type and Chinese Private Firms’ Financing Costs” with Yinjun Liu and Runtian Jing. Management Review (《管理评论in Chinese) , 2009, 21(9), pp. 77-85.

 
 
 
Other Refereed Publications
 
·      The China experience: An institutional approach, as Chapter 15 in edited volume A Research Agenda for New Institutional Economics, 2018, pp. 135-143, edited by Claude Ménard and Mary M. Shirley, Edward Elgar Publishing, Cheltenham, UK·Northampton, MA, USA

·      Evaluating patent promotion policies in China: consequences for patent quantity and quality,” with Jun Wang, as Chapter 9 in edited volume Economic Impacts of Intellectual Property-Conditioned Government Incentives, 2016, pp. 235-257, edited by Dan Prud’homme and Hefa Song, Springer Singapore.

·      “Industrial Diversification in People's Republic of China,” with Justin Yifu Lin and Xiaobo Zhang, Chapter 8 in collected volume “Development and Modern Industrial Policy in Practice: Issues and Country Experience”, 2014

·      “Foreign Direct Investment in China: Winners and Losers” with Galina Hale. World Scientific Publishing Co., 2012.

·      “If You Try, You’ll Get By: Chinese Private Firms’ Efficiency Gains from Overcoming Financial Constraints,” with Galina Hale, Chapter 8 in The Evolving Role of China in Global Economy, 2012, pp. 313-341, edited by Yin-Wong Cheung and Jakob de Haan, The MIT Press.

·      “What are Sources of Financing for Chinese Firms,” with Galina Hale, Chapter 13 in The Evolving Role of Asia in Global Finance, 2011, pp. 313-341, edited by Yin-Wong Cheung, Vakas Kakkar, and Guonan Ma, Emerald Group Publishing Limited. (An earlier version appears in the HKIMR Working Paper Series.)

·      “Industrial Clusters and Firm Financing in China,” with Xiaobo Zhang (presented at the Association of Comparative Economics Society, January 2009), International Food Policy Research Institute Discussion Papers (IFPRI DP).

·      “Where to Find Positive Productivity Spillovers from FDI in China: Disaggregated Analysis,” with Galina Hale, Hirotaka, Miura, and Theodore Moran,  HKIMR Working Paper Series.

·      “Negative Effects of Personal Bankruptcy on Home Owners: Lost Homes and Reduced Credit Access.” Conference Proceedings of the Federal Reserve System’s 2005 Research Conference “Promises and Pitfalls.” 2005.

 

 

 

 


Research Grants

 

·       获批国家自科基金委员会管理科学部2017年第1期应急管理项目:西方国家“非市场经济地位”标准及“双反”研究, 2017.06-2018.06

·      Micro-foundations of industrial policy and China's industrial transformation: a product space theory approach,” NSFC grant no. 71273217, 2013-2016.

·      Fundamental Research Funds for the Central Universities (Grant No. 20720151001).

·       主持马克思主义理论研究和建设工程暨国家社会科学基金重大项目子课题:“中国特色社会主义政治经济学研究”子课题—“中国特色社会主义法治经济建设”, 2016-2017

·       主持2项商务部政策研究课题:“金融创新支持中国企业走出去”和“金融机构境外布点对促进境外投资影响的量化分析研究”

·      作为第一合作人参与2项自科基金青年项目:城市与自然资源关系研究:经济增长、微观机制和政策建议, NSFC-Youth Program; &我国地区间政府竞争策略演变路径与经济增长:从税收竞争到制度竞争, NSFC-Youth Program